public.adpstrategicplanservices.comADP Strategic Plan Services, LLC

ADP STRATEGIC PLAN SERVICES, LLC QUESTIONS? CALL (855) 583-4407 LOG IN NOW >> Make the most of your business’ retirement plan. With ADP Strategic Plan Services (SPS), you can rely on us to provide investment services that are designed to fit the needs of your plan and mitigate your risks involved with fiduciary obligations to offering a diversified fund menu. ADP Strategic Plan Services can help ease the fiduciary burden of selecting and monitoring your plan’s investment lineup. Protection from Fiduciary Risk When it comes to selecting plan investment options, you have a legal responsibility to follow the fiduciary standards outlined in the Employee Retirement Income Security Act (ERISA). This is a high standard that requires certain levels of expertise in areas like investment selection and monitoring, among others. Hiring SPS as your investment manager also reduces the risks associated with certain third-party, ERISA-related lawsuits pertaining to investment selection and monitoring. In FY ‘18, the EBSA recovered $1.6 billion for the benefit of plans, participants, and beneficiaries. 1 This included: $807.7 million from over 1,329 civil investigations 1 $443.2 million from resolving informal participant complaints 1 Find the right investment service for your plan With two flexible services to choose from, you can select the investment support best suited to your plan needs. 3(21) Investment Advisory Services Provides advice and guidance to your plan’s investment fiduciary and assists with the selection and monitoring of your plan’s investment options. • I already have an investment manager or committee. • I am seeking additional guidance with selection and monitoring. • I want to be involved in making critical investment decisions for my business. 3(38) Investment Management Services Acts as an investment manager for your plan and assumes full investment discretion for selecting, monitoring, and replacing investment options for your plan. • I need an investment manager for my plan. • I want someone to perform the selection and monitoring for me. • I want a do-it-for me approach to making critical investment decisions for my plan. Meet the experienced sales team behind ADP Strategic Plan Services Our Investment Committee is there to help you make the most of your retirement plan. James Buccella, CMFC® President of ADP Strategic Plan Services 29+ years experience Experience in retirement, trust services, and investment client experience Russell Sullivan, CFS® Investment Committee Chair 15+ years experience Accountable for platform-level investment oversight, operations, and support Greg Anderson, CMFC® Member, Investment Services Committee 14+ years experience Responsible for reviewing, reporting, and pricing evaluations Kevin Merrow, CFP®, CMFC®, CRPS® Member, Investment Services Committee 13+ years experience Conducts investment analysis and performance reporting Put ADP Strategic Plan Services to work for you today. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ --> NAME Email Phone Company Name # of employees Zip Code I wish to be contacted by an ADP representative Current ADP Client? Yes No We respect your privacy. ADP Strategic Plan Services FAQs What is ? What is ? is an affiliate of ADP, Inc. (ADP) and a separate, indirect subsidiary of Automatic Data Processing, Inc. that provides fiduciary investment management services including the analysis, selection, monitoring, and if necessary, replacement of investment options on behalf of employer-sponsored retirement plans. Why was ADP Strategic Plan Services created? Why was ADP Strategic Plan Services created? ADP is changing the way it delivers retirement planning services in light of the investment advice regulation issued by the United States Department of Labor (DOL) on April 6, 2016. This regulation specifies that anyone providing recommendations or advice related to investments to retirement plans that are subject to the Employee Retirement Income Security Act (ERISA) is a fiduciary. To continue to service our clients' plan investment needs, we created ADP Strategic Plan Services – an SEC-registered investment advisory firm - to provide investment management, advisory, and oversight. This new offering will enhance the services ADP makes available to retirement plan recordkeeping clients. How can ADP Strategic Plan Services help strengthen my business’s retirement plan? How can ADP Strategic Plan Services help strengthen my business’s retirement plan? ADP Strategic Plan Services is committed to providing our defined contribution retirement plan clients with investment services that help them effectively manage their investment fiduciary obligations, gain access to a diverse groups of funds, and offer plan participants a diversified fund menu. We are focused on contributing toward your participants retirement readiness. Our objective is to help you design an investment menu that fits the investing needs of your plan and its participants. Why is an investment service good for my business? Why is an investment service good for my business? As a fiduciary, it’s important to follow the standards of conduct outlined in the Employee Retirement Income Security Act (ERISA). Among other responsibilities, this includes carrying out your duties prudently — a high standard that requires expertise in a number of areas, like investment selection and monitoring. To help plan sponsors manage fiduciary risk, ADP, Inc. makes investment fiduciary support services available through its affiliate . With these services, you can effectively manage fiduciary risk associated with investment selection and monitoring by adding the level of ERISA fiduciary support that’s right for your business. 1. EBSA Fact Sheet “EBSA restores Over $1.1 Billion to Employee Benefit Plans, Participants and Beneficiaries” Investments in mutual funds and collective trusts (also known as commingled funds) involve risk. Some investment products have more risk than others. Investment options are available through either ADP Broker-Dealer, Inc. (Member FINRA), One ADP Blvd, Roseland, NJ (ADP BD) or (in the case of certain investments) ADP, Inc. (ADPL), each an affiliate of . Investment advisory and management services are provided through , an SEC registered investment advisor (SPS). Registration does not imply any level of skill or training. SPS affiliates may also receive fees paid by manufacturers or distributors of the investment options included in this product in connection to other professional services provided by the applicable SPS affiliate. The advice provided by SPS is in no way related or contingent upon the payment received for these other services. SPS and its affiliates do not offer investment, tax or legal advice to individuals. Unless agreed to in writing with a client, ADP, Inc. and its affiliates do not endorse or recommend specific investment companies or products, financial advisors or service providers; engage or compensate any financial advisors to provide advice to plans or participants; offer financial, investment, tax or legal advice or management services; or serve in a fiduciary capacity with respect to retirement plans. Only licensed representatives of ADP BD or, in the case of certain products, a broker-dealer firm that has executed a marketing agreement with ADPL may offer and sell ADP retirement products or speak to retirement plan features and/or investment options available in such ADP retirement products, and only associated persons of SPS may speak to any investment management or advisory services provided by SPS or any third party in connection with such ADP retirement products. Nothing in these materials is intended to be, nor should be construed as, advice or a recommendation for a particular situation or plan. Please consult with your own advisors for such advice.Investments in mutual funds and coll...